Financial Services Program

Institutional Grade
Compliance Logic.

From regional credit unions to global brokerages, Xentos provides the rigidity required for financial audits with the flexibility of a modern OS.

Comprehensive Sector Coverage

Tailored frameworks for every financial niche.

Banking

Manage AML, KYC, and BASEL III requirements with real-time tracking.

Insurance

Automate state-by-state licensing and anti-rebating policy management.

Credit Unions

NCUA-aligned frameworks for member-owned financial protection.

Mortgage Brokers

RESPA and TILA disclosure tracking with automated evidence collection.

Broker-Dealers

SEC and FINRA compliance modules for trading and advisory.

FinTech

PCI DSS and SOC2 readiness for the next generation of finance.

Tax & Accounting

SOX internal controls and client data protection standards.

Legal & Fiduciary

Fiduciary duty documentation and conflict of interest monitoring.

Ready for Regulatory Exams

Don't scramble when examiners arrive. Xentos maintains a permanent, immutable record of your compliance posture, making audits a matter of exporting a link rather than digging through folders.

GLBA
Data Privacy
AML
Anti-Money Laundering
SOX
Internal Controls